Compliance Expert and Consultant
Areas of intervention:
- Compliance & Regulatory Advisory
- Surveillance & Risk Management
- Transformation & Change Management
- Training & Knowledge Transfer
Your compliance, our expertise.
ABOUT US
Compliance & Markets Advisors is your trusted partner in turning regulatory constraints into a competitive advantage.
With strong international experience in financial markets and cutting-edge expertise in compliance (AML/CFT, Market Integrity, Client Protection, International Sanctions/Embargo, PEPs, etc.), we provide concrete and effective solutions.
Alongside our founder, Olivier Rocamora, you benefit from both strategic and operational support tailored to your most complex challenges.
Whether you need to adapt to regulatory changes, secure your operations, or successfully complete a compliance mission, we help you achieve your objectives with rigor and peace of mind.
Compliance is our business. Make it your strength.
Contact us today for a personalized quote.
Areas of Expertise
Compliance & Regulatory Advisory
Implementation and optimization of compliance frameworks (AML/CTF, Market Integrity, MiFID II, EMIR, BMR, International Sanctions).
Development of risk maps and control plans
Preparation for inspections and management of relationships with regulators
Drafting and updating of policies, procedures, and operational guidelines
Surveillance & Risk Management
Deployment and enhancement of monitoring systems
Management of alert handling and implementation of escalation workflows (RACI)
Conducting investigations (market abuse, suspicious transactions, compliance incidents)
Preparation of regulatory filings and reports
Transformation & Change Management
Management of digital transformation projects in compliance and surveillance
Automation of detection and reporting processes
Continuous improvement of operational and organizational frameworks
Change management and team support
Training & Knowledge Transfer
Design and delivery of training programs (compliance, surveillance, financial security)
Awareness-raising for teams on regulatory and financial risks
Coaching for managers and team support
